By David B. Rivkin, Jr., and Andrew M. Grossman

December 27, 2022, in the Wall Street Journal

It’s the classic threat of B-movie mobsters: Nice business you got there, it’d be a shame if something happened to it. Government shouldn’t operate like that, but it too often does, sometimes to evade the Constitution’s limits on its power. A recent decision by the Second U.S. Circuit Court of Appeals upheld the practice and provided a road map for officials to circumvent the First Amendment’s protection for freedom of speech.

Maria Vullo led the New York State Department of Financial Services, which has broad power to regulate almost every major financial player in the U.S. After the February 2018 school shooting in Parkland, Fla., Ms. Vullo and then-Gov. Andrew Cuomo issued a press release stating that the department would “urge” the insurers, banks and companies it regulates “to review any relationships they may have with the National Rifle Association” for “reputational risk.”

The goal was to punish the NRA for its gun-rights advocacy. The press release quoted Ms. Vullo as saying that corporations need to “lead the way” on “positive social change . . . to minimize the chance” of future shootings. “DFS urges all insurance companies and banks doing business in New York to join the companies that have already discontinued their arrangements with the NRA.”

Ms. Vullo followed through with official guidance to regulated entities. Citing “the social backlash against the National Rifle Association” and society’s “responsibility to act,” the guidance directed insurers and banks to evaluate the “reputational risks” of “dealings with the NRA or similar gun promotion organizations.”

Behind the scenes, Ms. Vullo was pressuring senior executives of the insurance syndicate Lloyd’s of London. In 2017 she had launched an investigation of insurers that formed partnerships with the NRA to sell “affinity” insurance, including gun-owner policies. The basis was twofold: technical violations of disclosure rules and alleged violation of state law by covering losses, including criminal-defense costs, even when policyholders were found to have illegally discharged their weapons.

The NRA alleges in a lawsuit that, in a meeting with Lloyd’s, Ms. Vullo acknowledged that these problems were widespread in the marketplace but made clear that her focus was the NRA policies. The key to minimizing liability, she emphasized, was joining the department’s efforts to combat the availability of firearms by weakening the NRA.

Lloyd’s got the message. Despite its reputation for insuring even the most controversial risks, it understood that its regulator considered working with one of the nation’s most broadly supported advocacy organizations to be off-limits. Lloyd’s publicly announced that it was terminating all business with the NRA. It signed a consent decree with DFS permanently barring it from participating in any insurance program with the NRA—rather than the usual remedy of bringing policies into compliance and possibly paying a fine. The decree didn’t cover the non-NRA policies that ran afoul of the same New York laws. The NRA says its corporate insurer refused to renew its policy because it feared similar reprisals after seeing DFS target Lloyd’s and another NRA-affinity insurer.

In Bantam Books v. Sullivan (1963), officials from the Rhode Island Commission to Encourage Morality in Youth sent letters to booksellers informing them that it had identified certain books and magazines as “objectionable” and noting its power to recommend obscenity prosecutions. The U.S. Supreme Court held that this “informal censorship” violated the First Amendment. Although the government didn’t seize or ban any books, it “deliberately set about to achieve the suppression” of protected speech.

So did Ms. Vullo. As the Second Circuit observed, she “plainly favored gun control over gun promotion” and therefore “sought to convince DFS-regulated entitles to sever business relationships with gun promotion groups.” Yet the judges concluded that was reasonable.

Their logic is circular: The NRA’s advocacy led to a “backlash” that could “affect the New York financial markets,” given that “a business’s response to social issues can directly affect its financial stability in this age of enhanced corporate social responsibility.” So Ms. Vullo’s entreaties to drop the NRA weren’t threats, but actions “to protect DFS-regulated entities and New York residents from financial harm and to preserve stability in the state’s financial system.”

It’s fanciful to suggest that selling insurance to, or in partnership with, the NRA poses a threat to New York’s financial system. More important, the Constitution’s protections don’t amount to much if government officials can censor disfavored opinions simply by labeling them “reputational risk.” And even if such risk is real, empowering government officials to engage in censorship on that basis creates a heckler’s veto over controversial speech: Gin up enough online outrage or disagreement by officials or purported experts, and you can justify censoring anything or anyone.

The Biden White House successfully pressed Twitter to shut down accounts, including journalist Alex Berenson’s , for bucking the expert consensus on Covid vaccines. The FBI and Twitter cooperated in 2020 to censor humorous tweets about the election and voting. The Cato Institute’s Will Duffield has identified 62 recent instances of government officials making specific demands to censor speech on social-media platforms. This kind of “jawboning” by government officials usually occurs in the shadows and rarely comes to light. It can be difficult to identify when official encouragement crosses the line into coercion.

The Supreme Court will have to take up the question sooner or later, and an NRA appeal would present a strong opportunity to do so. The DFS has broad discretionary power to regulate industries on which almost everybody depends. That makes it all the more crucial to ensure that it respects the Constitution.

Mr. Rivkin served at the Justice Department and the White House Counsel’s Office in the Reagan and George H.W. Bush administrations. Mr. Grossman is a senior legal fellow at the Buckeye Institute. Both practice appellate and constitutional law in Washington.

Source: https://www.wsj.com/articles/the-nra-vs-the-censorship-mob-national-rifle-association-weapons-shootings-rules-defense-banks-insurers-11672176818

By David B. Rivkin Jr. and Andrew M. Grossman

Sept. 26, 2020, in the Wall Street Journal

It speaks volumes that the early opponents of Judge Amy Coney Barrett’s confirmation have almost nothing to say about the work that has defined her career. Her scholarly and judicial writings place her at the center of the mainstream consensus on the judge’s role as an arbiter, not a lawmaker, who abides by the duty to enforce the law as written.

“A faithful judge resists the temptation to conflate the meaning of the Constitution with the judge’s own political preference,” she wrote in a 2017 article, shortly before she took the bench. That requires “fidelity to the original public meaning, which serves as a constraint upon judicial decisionmaking.” Judging also requires humility, to guard against “the feeling of infallibility” that often tempts judges to stray from the law. After all, “courts are not always heroes and legislatures are not always villains. They are both capable of doing good, and they are both capable of doing harm.” Ultimately, “the measure of a court is its fair-minded application of the rule of law.”

Her opinions for the Seventh U.S. Circuit Court of Appeals show skilled legal craftsmanship and sensitivity for the people whose rights are at stake. Among her most influential decisions is Doe v. Purdue University(2019), on the rights of college students accused of sexual assault. The case involved a male student who was suspended from school and expelled from ROTC based on his girlfriend’s accusation that he had groped her while she slept. He disputed the charge, but the university refused to disclose the evidence against him, to consider exculpatory evidence, and to interview witnesses—even the accuser, whose account it deemed more “credible” than his. All this was “fundamentally unfair,” Judge Barrett concluded, falling “short of what even a high school must provide to a student facing a days-long suspension.”

The male student alleges that the university “tilted the process against men accused of sexual assault” to comply with since-rescinded U.S. Education Department guidance, and thereby discriminated against him on the basis of sex in violation of Title IX. Judge Barrett’s decision, joined by two other female judges, allows that claim to go foward.

What’s notable about the opinion is Judge Barrett’s skill in working through the complexities of the parties’ arguments—which involved disputes over technical legal matters such as standing and remedies, among many others—without losing sight of the bigger picture. Her decision was not an unalloyed win for the male student, who lost on his claim for money damages. But the persuasive force of its reasoning made it an instant landmark in the wave of litigation sparked by the 2011 Education Department guidance. More than half the courts of appeals and dozens of district-court cases have already cited it.

Judge Barrett brought the same analytical acumen to bear in Kanter v. Barr (2019). Her dissenting opinion is an originalist tour de force on the Second Amendment’s application to “felon dispossession” laws, which restrict gun ownership by convicted criminals. The majority held that the government may categorically strip even nonviolent felons of Second Amendment rights. Judge Barrett took a narrower view based on the amendment’s text and history.

Surveying laws and practice around the time of the amendment’s framing in the late 18th century, she found support only for keeping weapons from those deemed dangerous and likely to misuse them. That category, she concluded, is “simultaneously broader and narrower than ‘felons’—it includes dangerous people who have not been convicted of felonies but not felons lacking indicia of dangerousness”—like the plaintiff, who had been convicted of mail fraud, or hypothetical felons convicted for “selling pigs without a license in Massachusetts” or “redeeming large quantities of out-of-state bottle deposits in Michigan.”

In U.S. v. Watson (2018), a Fourth Amendment case, the court considered whether police had reasonable suspicion to block a parked car based on an anonymous report that “boys” were “playing with guns” nearby. Judge Barrett, writing for a unanimous panel, concluded they didn’t. Because Indiana law permits carrying a firearm in public without a license, that tip didn’t create a reasonable suspicion of a crime, even if it might have been prudent for police to visit the scene and speak with those involved voluntarily. Judge Barrett rejected out of hand the government’s argument that a more forceful response could be justified based on the locale: “People who live in rough neighborhoods may want and, in many situations, may carry guns for protection. They should not be subject to more intrusive police practices than are those from wealthy neighborhoods.”

Judge Barrett has also been sensitive to the needs of law enforcement. In Sanzone v. Gray (2018), she joined two other judges in an unsigned opinion holding that officers were entitled to qualified immunity from money damages when a suspect pointed a gun at officers immediately before he was shot. But she has also denied immunity in a series of cases in which officers allegedly lied or fabricated evidence in warrant affidavits. Her decisions hew close to the facts and the law, neither deferring to law enforcement nor accepting unfounded claims of abuse.

Judge Barrett has been especially attuned to overreaching by administrative agencies. She joined several opinions declining to defer to government agencies’ interpretations of their own regulations—a controversial doctrine known as Auer deference, which four Supreme Court justices said last year they were prepared to overturn.

She has also been aggressive in scrutinizing agencies’ factual determinations, particularly in Social Security cases. If C.S. Lewis was right that “integrity is doing the right thing even when no one is watching,” then these decisions deserve special appreciation, because they hold the government to its burden when the outcome matters to no one but the litigants.

A final illustration of Judge Barrett’s temperament and discernment can be found in two decisions on immigration law. In Cook County v. Wolf (2020), she dissented from a panel opinion blocking the Trump administration’s “public charge” rule, which restricts admission of aliens likely to depend on public benefits. Her dissent was vindicated when the Supreme Court stayed the injunction. In Morales v. Barr (2020), however, she wrote a ruling against an administration policy preventing immigration judges from “administratively closing,” and thereby delaying, deportation cases. While the two opinions differ in their bottom-line results, what they share in common is diligent and faithful statutory analysis following the example of Justice Antonin Scalia, for whom Judge Barrett clerked.

Judge Barrett’s body of work shows her to be independent, discerning, diligent and fair. That’s why her opponents are likely to resort to personal attacks.

Messrs. Rivkin and Grossman practice appellate and constitutional law in Washington. Mr. Rivkin served at the Justice Department and the White House Counsel’s Office.

Source: https://www.wsj.com/articles/what-kind-of-judge-is-amy-coney-barrett-11601154273

Noel Canning v. NLRB: DC Circuit Court of Appeals Rules President Obama’s Recess Appointments were Invalid

On Friday, January 25, 2013, the U.S. Court of Appeals, District of Columbia Circuit, ruled that  President Obama’s “recess appointments” of three National Labor Relations Board (NLRB) members was unconstitutional.  At issue was whether the President illegally invoked the Recess Appointments clause of Article II, Section 2 of the U.S. Constitution when he filled three existing vacancies on the NLRB during pro forma sessions of Congress (President Obama had maintained that Congress was actually not in session).  Attorneys for Noel Canning argued that, since the recess appointments were illegal, the NLRB lacked a quorum when it ruled that the company violated various provisions of the National Labor Relations Act, and, therefore, the NLRB ruling was invalid and unenforceable. A three-member panel consisting of Chief Judge David Santelle, and Circuit Judges Thomas Griffith and Karen Henderson concurred.

For additional analysis, read this alert.

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David Rivkin on Gun Control and the Second Amendment

The following is a transcript of David Rivkin’s appearance on the BBC Newshour radio broadcast on December 17, 2012.  The show was a direct response to the shootings at Sandy Hook Elementary School in Newtown, CT.

Host: David Rivkin joined us from the Washington studio and on the line from San Francisco I also spoke to Clara Jeffrey who is coeditor of Mother Jones a left leaning investigations magazine, does she think that this is a turning point?

Clara Jeffery: I think it could be, I think this has outraged the country. It’s one of many mass shootings this year.  The numbers keep getting worse and worse. We’ve had twice as many casualties as in any year past and I think it will behoove ordinary people to organize and responsible gun owners to step forward and say that they too support reasonable restrictions.  We need to put the wind behind politicians to make the change.

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The courts would no more allow government to undermine the Second Amendment than the First.

By David B. Rivkin Jr. and Andrew M. Grossman

Could there be a better illustration of the cultural divide over firearms than the White House photograph of our skeet-shooting president? Clay pigeons are launched into the air, but the president’s smoking shotgun is level with the ground. This is not a man who is comfortable around guns. And that goes a long way toward explaining his gun-control agenda.

Lack of informed presidential leadership aside, there is a gulf between those Americans who view guns as invaluable tools for self-defense, both against private wrongdoers and a potentially tyrannical government, and those who regard that concept as hopelessly archaic and even subversive. For them, hunting is the only possible legitimate use of firearms, and gun ownership should be restricted to weapons suited to that purpose.

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